Tag: report of examination

  • Cybersecurity – Part 2

    In Part 1 I discussed the increasing regulatory focus on cybersecurity, and what to expect in the short term.  In this post I want to dissect the individual elements of cybersecurity, and list what you’ll need to do to demonstrate compliance on each one going forward. So here are the required elements of a cybersecurity program, followed…

  • Ask the Guru: The Vendor Report of Examination (ROE)

    Hey Guru Where in the handbook does it state the Bank should request exam reports on vendors from their regulatory body? Although there is no formal FFIEC written requirement for obtaining the service provider’s regulatory examination report (report of examination, or ROE), it is mentioned as a best practice in the FFIEC 2012 TSP Handbook:…