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Compliance Guru • FFIEC Guidance – Page 18 – Keeping Financial Institutions Informed

Compliance Guru • FFIEC Guidance
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Incident Notification Requirements for Banks

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New Cyber Incident Notification Rules

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Updates to the Retail Payment Systems Handbook

Recent updates to the FFIEC handbooks: Retail Payment Systems, March 2010

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Webinar: 2010 Trends, a Mid-year Assessment

Watch this educational webinar presented by the Compliance Guru and Attus.

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By Tom Hinkel  |  In Resources

Outsourcing – Rewards and Risks

There are twelve booklets in the FFIEC IT Examination Handbook series, and ten of them make reference to the importance of managing third-party relationships. Today, the vast majority of financial institutions outsource at least one business function, and almost 50% of institutions outsource at least one critical business function. Among community financial institutions, the percentages […]

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By Tom Hinkel  |  In Hot Topics

Reg Flag enforcement delayed until 12/31/10

The FTC has decided to further delay the enforcement of the “Red Flags” rule (although this does NOT affect the original 11/1/2008 deadline for compliance). This is the second delay since the rule became effective 1/1/2008. Institutions should have a policy and procedures in place NOW, as examiners will undoubtedly be checking policy revision and […]

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Disaster Recovery & Strategic Planning: How alignment can reduce risk and cost

If it’s been done correctly, your business continuity program has been developed to support your Banks’ strategic plan. The capabilities of your hardware and software have been carefully selected to coincide with the needs of your target market. Your financial projections are based on your ability to successfully penetrate your target market, and your DR […]

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By Tom Hinkel  |  In Resources

Vendor Management – BITS and Pieces

The effective management of critical vendors is an essential risk control. The FFIEC mentions this several times in their Examination Handbooks, most recently in the “Information Security” Handbook from July, 2006. Although most financial institutions are accustomed to approaching this from their own perspective, i.e. from the serviced side, this white paper will take a […]

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Compliance Advisory Committee

Listen to our free-form discussion on timely compliance topics (recorded 5/4/10).

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