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Auditor rotation – pro and con
The practice of periodically changing, or rotating, your external auditor has been a topic of interest with our customers lately, and there are two schools of thought on this. The pro-rotation side takes the position that a different set of eyes…
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Top 5 Compliance Trends for 2011 – Part 2
A recent survey of auditors and examiners asked: During the past year, in which category would you say MOST of your IT audit/exam findings occurred?
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Top 5 Compliance Trends for 2011 – Part 1
I recently looked back at 2010, and the predictions I made a year ago. This post begins a series of the top regulatory compliance trends for the current year. I’m going to focus on the top 5, and my sources for these are the following: Recent audit and examination experience from our customers Recently released…
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Looking back – 2010 compliance hits & misses
Every year about this time, I’m asked to look ahead to the upcoming year and prognosticate on regulatory compliance trends. I intend to do just that in a future post, but today I wanted to do something very few other prognosticators do…look back at last years’ predictions and see which ones hit and which missed…