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Looking back – 2010 compliance hits & misses
Every year about this time, I’m asked to look ahead to the upcoming year and prognosticate on regulatory compliance trends. I intend to do just that in a future post, but today I wanted to do something very few other prognosticators do…look back at last years’ predictions and see which ones hit and which missed…
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5 Key Elements of Risk Management
As a financial institution, it sometimes seems that everything you do requires a risk assessment. Information security, disaster recovery, ID theft, remote deposit capture, outsourcing, in fact the term “risk assessment” appears 215 times in the FFIEC IT Examination Handbooks. But a risk assessment is only one step of a five step risk management process…and…
