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Auditor rotation – pro and con
The practice of periodically changing, or rotating, your external auditor has been a topic of interest with our customers lately, and there are two schools of thought on this. The pro-rotation side takes the position that a different set of eyes…
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Archiving vs. retention of email and other electronic data
There is no specific FFIEC regulatory mandate for archiving, just retention1. However, there are three reasons why you might want to consider archiving, which I will address shortly. First though, the issue of retention. The key to complying with legal and regulatory guidelines regarding retention is to consider all electronic information (including email) exactly the…
