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Service Provider Contracts Checklist – Compliance Guru

Service Provider Contracts Checklist


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Service Provider Contracts Checklist

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Tom Hinkel
Tom Hinkel
As author of the Compliance Guru website, Hinkel shares easy to digest information security tidbits with financial institutions across the country. With almost twenty years’ experience, Hinkel’s areas of expertise spans the entire spectrum of information technology. He is also the VP of Compliance Services at Safe Systems, a community banking tech company, where he ensures that their services incorporate the appropriate financial industry regulations and best practices.
tom.hinkel@safesystems.com

5 comments

  1. Janine
    March 6, 2012

    Service Provider Checklist is great but surprised that professional liability insurance and others are not listed?

    Thanks,

    Janine

    1. Tom
      March 6, 2012

      Thanks for the comment. Insurance was included (see the last bullet under the “Controls” check-box), but perhaps given its importance it should have its own check-box. It is also a part of the due-diligence (pre-contract) checklist. Send me a separate email and I’ll be glad to send that to you.

      1. Tony
        December 1, 2012

        Very good article and checklist. I would be interested in viewing the “due diligence checklist” that you referenced above if that’s possible.

        Thanks very much in advance.

        Tony

  2. Jose Nazario
    November 26, 2013

    Great article and checklist. Is there a new updated version of the service provider contract checklist? I’m also very interested in viewing the “due diligence checklist” that you referenced above if that’s possible.

    Thanks in advance.

    Jose

    1. Tom
      November 26, 2013

      Hi Jose, glad you enjoyed the post! I am in the process of updating both checklists to accommodate the latest guidance from the OCC. Send me an email at tom(at)safesystems(dot)com and I’ll get them to you as soon as they are complete.

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