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2012 Compliance Trends, Part 5 – Uncertainty (UPDATE)
Similar to my previous post on Risk Assessments, I believe Uncertainty is also a 2-part trend: – Uncertainty about future regulatory changes, and – Uncertainty about the interpretation of existing regulations
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2012 Compliance Trends, Part 4 – Risk Assessments
Information security, business continuity, vendor management, ID theft, RDC, Internet banking…it seems that every time you do anything these days you’re expected to perform a risk assessment. This is nothing new, risk assessments have been around since risk management began, but I think we’re going to see even more focus on them in the future. …
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2012 Compliance Trends, Part 2 – Vendor Management
In my first post in this series I discussed training (employee and customer) as a good candidate for increased regulatory scrutiny in 2012. Although these posts are in no particular order, I had initially intended to list “Management” as the next trend. However a comment made to me by a banker at a recent conference…