Similar to my previous post on Risk Assessments, I believe Uncertainty is also a 2-part trend: – Uncertainty about future regulatory changes, and – Uncertainty about the interpretation of existing regulations
2012 Compliance Trends, Part 4 – Risk Assessments
Information security, business continuity, vendor management, ID theft, RDC, Internet banking…it seems that every time you do anything these days you’re expected to perform a risk assessment. This is nothing new, risk assessments have been around since risk management began, but I think we’re going to see even more focus on them in the future. […]
2012 Compliance Trends, Part 3 – Management
I’ve written about the importance of this before, and from many different angles, but I want to recap and explain why I think management (both IT and enterprise) will be an area of increased regulatory focus in the year ahead. To recap my criteria for inclusion in the “2012 Trends” list, it must have a […]
2012 Compliance Trends, Part 2 – Vendor Management
In my first post in this series I discussed training (employee and customer) as a good candidate for increased regulatory scrutiny in 2012. Although these posts are in no particular order, I had initially intended to list “Management” as the next trend. However a comment made to me by a banker at a recent conference […]
2012 Compliance Trends, Part 1 – Training
This post will begin a series of 5 topics that I consider to be good candidates for increased regulatory scrutiny in the coming year. For each topic, I will make the case for increased scrutiny based on 3 criteria: Recent audit and examination experience, Regulatory changes, and Recent events. In keeping with my policy of […]