-
2012 Compliance Trends, Part 4 – Risk Assessments
Information security, business continuity, vendor management, ID theft, RDC, Internet banking…it seems that every time you do anything these days you’re expected to perform a risk assessment. This is nothing new, risk assessments have been around since risk management began, but I think we’re going to see even more focus on them in the future. …
-
Top Topics for 2011
With every one else doing their end-of-the-year top ten lists, I thought I might join in and see what topics were most popular with visitors to the Compliance Guru site in 2011. There were a total of almost 24,000 page views, and here are the 5 most popular blog posts with view counts: AICPA…
-
2012 Compliance Trends, Part 2 – Vendor Management
In my first post in this series I discussed training (employee and customer) as a good candidate for increased regulatory scrutiny in 2012. Although these posts are in no particular order, I had initially intended to list “Management” as the next trend. However a comment made to me by a banker at a recent conference…
-
The “Security Breach” and your Incident Response Program
Last week Wells Fargo said that some of their customers in South Carolina and Florida received portions of other customers’ bank statements in the mail as the result of a printer error. Essentially a printer malfunction caused some printed statements to contain a portion of another customer’s statement to be appended to the bottom. A…